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631	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 15, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-15 13:28:53 Finance 73rd United States Congress United States Securities and Exchange Commission Financial markets Short selling Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Broker-dealer United States securities law Financial economics Financial system
632	System Release Frequently Asked Questions August 2012 This material may not be reproduced or redistributed in whole or in part without the express, prior written consent of IntercontinentalExchange, Inc. Add to Reading List Source URL: www.theice.com Language: English - Date: 2012-08-22 16:19:19 Short Short selling Brokerage firm Financial economics Business Financial markets Finance Financial regulation
633	Chapter 2 - Statement of Cover Add to Reading List Source URL: www.finance.gov.au Language: English - Date: 2014-08-22 02:23:02 Business Financial regulation Short Short selling Institutional investors Fund accounting Investment Finance Financial economics
634	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 10:27:59 Finance United States securities law United States Securities and Exchange Commission 73rd United States Congress Short selling Short Security Initial public offering Securities Exchange Act Stock market Financial economics Investment
635	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 4, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-04 08:40:40 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Naked short selling Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
636	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 27, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-27 06:33:37 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Naked short selling United States securities law United States Securities and Exchange Commission Financial regulation
637	Christopher Wassink Graduate Student, Marshall School of Business, USC 6847 Cardinal Court Chino, CA[removed]April 3, 2005 Mr. Jonathan G. Katz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-28 15:55:36 Financial markets Financial regulation Short Short selling Institutional investor U.S. Securities and Exchange Commission Yield spread premium Private money investing Financial economics Investment Finance
638	Microsoft Word - Sec Lending CL[removed]doc Add to Reading List Source URL: www.dfs.ny.gov Language: English - Date: 2011-10-01 16:28:37 Short selling Securities Financial institutions Institutional investors Securities lending Repurchase agreement Collateral Credit risk Asset-backed security Financial economics Finance Investment
639	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 10:11:44 Stock market United States securities law United States Securities and Exchange Commission 73rd United States Congress Short selling Security Short Hedge fund Initial public offering Financial economics Investment Finance
640	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:33:39 Financial markets United States Securities and Exchange Commission Financial regulation Short selling Wedbush Securities Naked short selling Short Regulation NMS Broker-dealer Financial economics Investment Finance

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